Sending an e-mail through this web site does not create an attorney-client relationship. You should not send us any information through this web site that you would want treated confidentially.

One of the biggest gifts I gained from working at S&C is the value of intellectual curiosity and resilience – the ability to never shy away from difficult problems, but rather to approach them with a ...

Court Holds that the SEC’s Effort to Significantly Broaden the “Dealer” Definition Exceeded Its Statutory Authority ...

FCA Publishes Additional Guidance on Identifying Inside Information and Communicating with Shareholders ...

SEC Enforcement Results for Fiscal Year 2024 Show Significant Drop in Enforcement Actions Although Financial Remedies Reach Historic High ...

Covered Large-Scale International Data Transfers Would Be Prohibited or Restricted; Comments Due by November 29, 2024 ...

In Connection with a Forbearance Agreement, the Delaware Court of Chancery Finds Directors Liable for Breaching Their Duty of Loyalty and Creditors Liable for Aiding and Abetting Those Breaches ...

IAIS Concludes that a U.S. Aggregation Method Can Be Implemented in a Manner that Produces Comparable Outcomes to the International Capital Standard ...

New Program Effective January 2, 2025 Prohibits or Requires Notification of Certain Outbound Investments, Targeting Sensitive Industry Sectors in Countries of Concern (Currently, Only China) ...

Artisan Partners in a number of underwritten common stock offerings following its IPO Capital One in reorganizations of its U.S. banking operations Carlyle Group’s business development companies on ...

Sending an e-mail through this web site does not create an attorney-client relationship. You should not send us any information through this web site that you would want treated confidentially.

As SEC Chair, Mr. Clayton focused on the interests of long-term investors and modernizing the function, regulation, and oversight of our equity and fixed income markets. These efforts included ...